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Your Goals. Your Legacy. Our Guidance.

Comprehensive and Tactical Wealth Management

The number and diversity of investment choices available today are staggering and can seem overwhelming. The days of simply buying and holding a portfolio of stocks, bonds or mutual funds are long gone. Now, you must choose from dozens of asset classes with broad diversification that may help protect your portfolio against today's extreme market volatility.

To accomplish this, we use discretionary asset management, which allows us to proactively manage your account as investment advisor representatives of LPL Financial. We use industry-leading research, institutional investments and a database of thousands of stocks to help ensure that your investment strategy is aligned with your overall financial goals. By tactically managing your investment strategy with a sell discipline, we strive to protect and grow your wealth.

Broad Range of Asset Classes and Sectors

Through our Advance & Protect process, you gain access to a broadly diversified list of asset classes and investment sectors. Since our worldwide economy is dynamic, this list of investment options changes on a regular basis. Following are a few examples of asset classes and investment sectors that are part of our investing universe.

  • Preferred stocks
  • Large capitalization stocks
  • Emerging market securities
  • Market neutral strategies
  • Convertible bonds
  • Treasury inflation-protected securities
  • Municipal bonds
  • High yield bonds
  • Corporate bonds
  • Government securities
  • Precious metals
  • Managed futures
  • Master limited partnerships
  • Energy
  • Agriculture

Proactive Risk Management

Our Advance & Protect process also allows us to more effectively monitor the risk level in the market. When we believe the risk is too high, we have the capability to take action to try to mitigate that exposure on your behalf.

There are two kinds of losses: a loss of capital and a loss of opportunity. There will always be other opportunities if you protect capital, so we are conscious of trying to preserve your wealth during times of anticipated negative volatility. That way, you have capital to invest when potential opportunities do arise.